Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, REX WING HANG
Chinese Name of Relevant Individual
陳泳恒
HKMA Registration Number
AC5581
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
SALES MANAGEMENT, GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jul 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
SALES MANAGEMENT, GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jul 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
SALES MANAGEMENT, GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
SFC CE number
AAD499
Business Address
9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jul 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jul 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2017 - 27 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2017 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2017 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Feb 2014 - 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2006 - 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2006 - 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2006 - 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2006 - 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Oct 2006 - 01 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2005 - 09 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2005 - 17 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, REX WING HANG
:
Chinese Name of Relevant Individual
陳泳恒
:
HKMA Registration Number
AC5581
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Nov 2017
Yes
SALES MANAGEMENT, GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
04 Jul 2017
Yes
SALES MANAGEMENT, GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
04 Jul 2017
Yes
SALES MANAGEMENT, GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
OVERSEA-CHINESE BANKING CORPORATION LIMITED
AAD499
9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5581
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 28 Sep 2022
Yes
AC5581
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 06 Jul 2018
Yes
AC5581
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 06 Jul 2018
Yes
AC5581
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
16 Nov 2017 - 27 Sep 2022
No
AC5581
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
04 Jul 2017 - 05 Jul 2018
No
AC5581
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
04 Jul 2017 - 05 Jul 2018
No
AC5581
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 7: providing automated trading services
27 Feb 2014 - 01 Feb 2016
No
AC5581
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
31 Oct 2006 - 01 Feb 2016
No
AC5581
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
31 Oct 2006 - 01 Feb 2016
No
AC5581
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
31 Oct 2006 - 01 Feb 2016
No
AC5581
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
31 Oct 2006 - 01 Feb 2016
No
AC5581
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 7: providing automated trading services
31 Oct 2006 - 01 Jul 2010
No
AC5581
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Aug 2005 - 09 May 2006
No
AC5581
CALYON
Type 1: dealing in securities
07 May 2005 - 17 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.