Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, CHIA SHENG
Chinese Name of Relevant Individual
劉嘉昇
HKMA Registration Number
AC5582
Other HKMA Registration Number(s)
AE3558
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 29 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 29 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2010 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2010 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
24 Mar 2010 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 9: asset management
Effective Period
13 Jul 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2005 - 10 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2005 - 10 Jul 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, CHIA SHENG
:
Chinese Name of Relevant Individual
劉嘉昇
:
HKMA Registration Number
AC5582
:
Other HKMA Registration Number(s)
AE3558
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AE3558
LGT BANK AG
Type 2: dealing in futures contracts
Since 29 Nov 2018
No
AE3558
LGT BANK AG
Type 5: advising on futures contracts
Since 29 Nov 2018
No
AE3558
LGT BANK AG
Type 1: dealing in securities
Since 01 May 2017
No
AE3558
LGT BANK AG
Type 4: advising on securities
Since 01 May 2017
No
AE3558
ABN AMRO BANK N.V.
Type 1: dealing in securities
24 Mar 2010 - 30 Apr 2017
No
AE3558
ABN AMRO BANK N.V.
Type 4: advising on securities
24 Mar 2010 - 30 Apr 2017
No
AE3558
ABN AMRO BANK N.V.
Type 9: asset management
24 Mar 2010 - 18 May 2014
No
AE3558
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
13 Jul 2009 - 31 Mar 2010
No
AE3558
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
13 Jul 2009 - 31 Mar 2010
No
AE3558
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
13 Jul 2009 - 31 Mar 2010
No
AC5582
BANK SINOPAC
Type 1: dealing in securities
07 May 2005 - 10 Jul 2009
No
AC5582
BANK SINOPAC
Type 4: advising on securities
07 May 2005 - 10 Jul 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.