Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YUEN SZE
Chinese Name of Relevant Individual
胡婉詩
HKMA Registration Number
AC5587
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2007 - 18 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2007 - 18 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2007 - 05 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2005 - 18 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2005 - 18 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2005 - 11 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2005 - 11 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 May 2005 - 11 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YUEN SZE
:
Chinese Name of Relevant Individual
胡婉詩
:
HKMA Registration Number
AC5587
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5587
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
17 Dec 2007 - 18 Dec 2007
No
AC5587
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
17 Dec 2007 - 18 Dec 2007
No
AC5587
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jun 2007 - 05 Nov 2007
No
AC5587
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
22 Oct 2005 - 18 Apr 2007
No
AC5587
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
22 Oct 2005 - 18 Apr 2007
No
AC5587
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 May 2005 - 11 Sep 2005
No
AC5587
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 May 2005 - 11 Sep 2005
No
AC5587
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 May 2005 - 11 Sep 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.