Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, PIK MAN
Chinese Name of Relevant Individual
李碧雯
HKMA Registration Number
AC5589
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2009 - 28 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2009 - 28 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2005 - 21 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2005 - 21 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, PIK MAN
:
Chinese Name of Relevant Individual
李碧雯
:
HKMA Registration Number
AC5589
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5589
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
29 Sep 2009 - 28 Sep 2014
No
AC5589
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
29 Sep 2009 - 28 Sep 2014
No
AC5589
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 May 2005 - 21 Oct 2005
No
AC5589
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 May 2005 - 21 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.