Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSOI, WAI MAN
Chinese Name of Relevant Individual
蔡慧敏
HKMA Registration Number
AC5598
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2006 - 03 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2006 - 03 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LIU CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2005 - 02 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LIU CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2005 - 02 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSOI, WAI MAN
:
Chinese Name of Relevant Individual
蔡慧敏
:
HKMA Registration Number
AC5598
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5598
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Sep 2006 - 03 Sep 2009
No
AC5598
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Sep 2006 - 03 Sep 2009
No
AC5598
LIU CHONG HING BANK LIMITED
Type 1: dealing in securities
10 May 2005 - 02 Jul 2006
No
AC5598
LIU CHONG HING BANK LIMITED
Type 4: advising on securities
10 May 2005 - 02 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.