Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TAI CHEUNG ANDREW
Chinese Name of Relevant Individual
黃棣彰
HKMA Registration Number
AC5601
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 17 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 17 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2011 - 14 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2011 - 14 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2009 - 28 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2009 - 28 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Dec 2009 - 28 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2009 - 16 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2009 - 16 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
06 Feb 2009 - 16 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 09 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2008 - 09 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 09 Jan 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TAI CHEUNG ANDREW
:
Chinese Name of Relevant Individual
黃棣彰
:
HKMA Registration Number
AC5601
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5601
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 17 Nov 2016
No
AC5601
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 17 Nov 2016
No
AC5601
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
26 Jun 2014 - 30 Sep 2016
No
AC5601
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
26 Jun 2014 - 30 Sep 2016
No
AC5601
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
30 Jun 2011 - 14 Oct 2011
No
AC5601
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
30 Jun 2011 - 14 Oct 2011
No
AC5601
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
08 Dec 2009 - 28 Mar 2011
No
AC5601
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
08 Dec 2009 - 28 Mar 2011
No
AC5601
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
08 Dec 2009 - 28 Mar 2011
No
AC5601
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
06 Feb 2009 - 16 Jul 2009
No
AC5601
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
06 Feb 2009 - 16 Jul 2009
No
AC5601
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
06 Feb 2009 - 16 Jul 2009
No
AC5601
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 09 Jan 2009
No
AC5601
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jun 2008 - 09 Jan 2009
No
AC5601
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jun 2008 - 09 Jan 2009
No
AC5601
CITIBANK, N.A.
Type 1: dealing in securities
10 Jan 2006 - 09 Jan 2009
No
AC5601
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
10 May 2005 - 14 Dec 2005
No
AC5601
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
10 May 2005 - 14 Dec 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.