Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, MAN PUI
Chinese Name of Relevant Individual
徐文沛
HKMA Registration Number
AC5606
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2015 - 11 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2015 - 11 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2012 - 21 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2008 - 21 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2007 - 21 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2005 - 11 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2005 - 11 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 May 2005 - 11 Dec 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, MAN PUI
:
Chinese Name of Relevant Individual
徐文沛
:
HKMA Registration Number
AC5606
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5606
CREDIT SUISSE AG
Type 1: dealing in securities
21 Aug 2015 - 11 Sep 2018
No
AC5606
CREDIT SUISSE AG
Type 4: advising on securities
21 Aug 2015 - 11 Sep 2018
No
AC5606
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
21 Mar 2012 - 21 Jul 2015
No
AC5606
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
05 Jul 2008 - 21 Jul 2015
No
AC5606
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
22 Sep 2007 - 21 Jul 2015
No
AC5606
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 May 2005 - 11 Dec 2005
No
AC5606
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 May 2005 - 11 Dec 2005
No
AC5606
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 May 2005 - 11 Dec 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.