Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TIEN, CHUNG YU OSMUND
Chinese Name of Relevant Individual
田鎮汝
HKMA Registration Number
AC5609
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2007 - 09 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2007 - 09 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2007 - 09 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2007 - 09 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 24 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 24 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2005 - 24 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2005 - 24 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TIEN, CHUNG YU OSMUND
:
Chinese Name of Relevant Individual
田鎮汝
:
HKMA Registration Number
AC5609
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5609
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Oct 2007 - 09 Dec 2010
No
AC5609
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
04 Oct 2007 - 09 Dec 2010
No
AC5609
CITIBANK, N.A.
Type 1: dealing in securities
03 Oct 2007 - 09 Dec 2010
No
AC5609
CITIBANK, N.A.
Type 4: advising on securities
03 Oct 2007 - 09 Dec 2010
No
AC5609
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 24 Sep 2007
No
AC5609
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 24 Sep 2007
No
AC5609
CITIBANK, N.A.
Type 1: dealing in securities
10 May 2005 - 24 Sep 2007
No
AC5609
CITIBANK, N.A.
Type 4: advising on securities
10 May 2005 - 24 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.