Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, KWAI CHI JESSICA
Chinese Name of Relevant Individual
周桂池
HKMA Registration Number
AC5611
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2014 - 05 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2014 - 05 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2012 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2012 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2012 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
17 Sep 2012 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2010 - 04 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2010 - 04 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2009 - 15 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2009 - 15 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2006 - 03 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 28 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 28 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, KWAI CHI JESSICA
:
Chinese Name of Relevant Individual
周桂池
:
HKMA Registration Number
AC5611
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5611
WING LUNG BANK LIMITED
Type 1: dealing in securities
16 Aug 2014 - 05 Jan 2015
No
AC5611
WING LUNG BANK LIMITED
Type 4: advising on securities
16 Aug 2014 - 05 Jan 2015
No
AC5611
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
17 Sep 2012 - 04 Jul 2014
No
AC5611
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
17 Sep 2012 - 04 Jul 2014
No
AC5611
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
17 Sep 2012 - 04 Jul 2014
No
AC5611
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
17 Sep 2012 - 04 Jul 2014
No
AC5611
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 1: dealing in securities
05 Dec 2010 - 04 Mar 2012
No
AC5611
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 4: advising on securities
05 Dec 2010 - 04 Mar 2012
No
AC5611
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Oct 2009 - 15 May 2010
No
AC5611
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Oct 2009 - 15 May 2010
No
AC5611
UBS AG
Type 1: dealing in securities
19 Oct 2006 - 03 Aug 2009
No
AC5611
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 28 Sep 2006
No
AC5611
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 28 Sep 2006
No
AC5611
CITIBANK, N.A.
Type 1: dealing in securities
10 May 2005 - 07 Jul 2005
No
AC5611
CITIBANK, N.A.
Type 4: advising on securities
10 May 2005 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.