Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, CHEE LEONG TRISTAN
Chinese Name of Relevant Individual
陳致良
HKMA Registration Number
AC5620
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2009 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2009 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 May 2005 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, CHEE LEONG TRISTAN
:
Chinese Name of Relevant Individual
陳致良
:
HKMA Registration Number
AC5620
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5620
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2009 - 15 Aug 2014
No
AC5620
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2009 - 15 Aug 2014
No
AC5620
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 May 2005 - 15 Aug 2014
No
AC5620
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.