Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, TING LUP HENRY
Chinese Name of Relevant Individual
胡定立
HKMA Registration Number
AC5627
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2006 - 09 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2006 - 09 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2005 - 21 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2005 - 21 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2005 - 29 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2005 - 29 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, TING LUP HENRY
:
Chinese Name of Relevant Individual
胡定立
:
HKMA Registration Number
AC5627
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5627
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Mar 2006 - 09 May 2016
No
AC5627
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Mar 2006 - 09 May 2016
No
AC5627
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2005 - 21 Mar 2006
No
AC5627
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2005 - 21 Mar 2006
No
AC5627
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 May 2005 - 29 Jun 2005
No
AC5627
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 May 2005 - 29 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
