Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NAKAHARA, TAKURO
Chinese Name of Relevant Individual
中原卓郎
HKMA Registration Number
AC5631
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2010 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2010 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2005 - 22 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2005 - 22 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NAKAHARA, TAKURO
:
Chinese Name of Relevant Individual
中原卓郎
:
HKMA Registration Number
AC5631
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5631
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
16 Nov 2010 - 21 Aug 2022
No
AC5631
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
16 Nov 2010 - 21 Aug 2022
No
AC5631
CREDIT SUISSE
Type 1: dealing in securities
12 May 2005 - 22 Jan 2006
No
AC5631
CREDIT SUISSE
Type 4: advising on securities
12 May 2005 - 22 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.