Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KATO, JUN
Chinese Name of Relevant Individual
HKMA Registration Number
AC5640
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2006 - 26 Aug 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2006 - 26 Aug 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Feb 2006 - 26 Aug 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UFJ BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2005 - 31 Dec 2005
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UFJ BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2005 - 31 Dec 2005
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UFJ BANK LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Sep 2005 - 31 Dec 2005
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UFJ BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2005 - 08 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UFJ BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2005 - 08 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UFJ BANK LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 May 2005 - 08 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KATO, JUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5640
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5640
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 1: dealing in securities
21 Feb 2006 - 26 Aug 2007
Yes
AC5640
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 4: advising on securities
21 Feb 2006 - 26 Aug 2007
Yes
AC5640
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 6: advising on corporate finance
21 Feb 2006 - 26 Aug 2007
Yes
AC5640
UFJ BANK LIMITED
Type 1: dealing in securities
09 Sep 2005 - 31 Dec 2005
Yes
AC5640
UFJ BANK LIMITED
Type 4: advising on securities
09 Sep 2005 - 31 Dec 2005
Yes
AC5640
UFJ BANK LIMITED
Type 6: advising on corporate finance
09 Sep 2005 - 31 Dec 2005
Yes
AC5640
UFJ BANK LIMITED
Type 1: dealing in securities
15 May 2005 - 08 Sep 2005
No
AC5640
UFJ BANK LIMITED
Type 4: advising on securities
15 May 2005 - 08 Sep 2005
No
AC5640
UFJ BANK LIMITED
Type 6: advising on corporate finance
15 May 2005 - 08 Sep 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.