Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, WAI LUN WILLIAM
Chinese Name of Relevant Individual
何偉麟
HKMA Registration Number
AC5655
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2010 - 08 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2008 - 02 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2006 - 14 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 10 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2005 - 10 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 13 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, WAI LUN WILLIAM
:
Chinese Name of Relevant Individual
何偉麟
:
HKMA Registration Number
AC5655
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5655
UBS AG
Type 1: dealing in securities
22 Aug 2010 - 08 Nov 2010
No
AC5655
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Mar 2008 - 02 Dec 2009
No
AC5655
UBS AG
Type 1: dealing in securities
13 Feb 2006 - 14 Nov 2007
No
AC5655
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 10 Feb 2006
No
AC5655
CITIBANK, N.A.
Type 1: dealing in securities
18 May 2005 - 10 Feb 2006
No
AC5655
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 13 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.