Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, SZE WAH
Chinese Name of Relevant Individual

陳思華
HKMA Registration Number
AC5667
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 May 2005
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE / TEAM ASSISTANT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, SZE WAH
:
Chinese Name of Relevant Individual
陳思華
:
HKMA Registration Number
AC5667
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
17 May 2005
No
EXECUTIVE / TEAM ASSISTANT