Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TJOE, YIN NI YANNY
Chinese Name of Relevant Individual
朱燕妮
HKMA Registration Number
AC5671
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2013 - 23 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2013 - 23 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2008 - 18 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2008 - 18 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Jul 2008 - 18 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2008 - 31 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2008 - 31 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2005 - 27 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2005 - 27 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TJOE, YIN NI YANNY
:
Chinese Name of Relevant Individual
朱燕妮
:
HKMA Registration Number
AC5671
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5671
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Dec 2013 - 23 Jun 2022
No
AC5671
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Dec 2013 - 23 Jun 2022
No
AC5671
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Aug 2008 - 18 Oct 2013
No
AC5671
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jul 2008 - 18 Oct 2013
No
AC5671
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Jul 2008 - 18 Oct 2013
No
AC5671
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2008 - 31 Mar 2008
No
AC5671
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2008 - 31 Mar 2008
No
AC5671
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
21 May 2005 - 27 Sep 2007
No
AC5671
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
21 May 2005 - 27 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.