Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, TAK LAM
Chinese Name of Relevant Individual
楊德霖
HKMA Registration Number
AC5680
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2006 - 27 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2006 - 27 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2006 - 27 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2006 - 27 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2005 - 19 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2005 - 19 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, TAK LAM
:
Chinese Name of Relevant Individual
楊德霖
:
HKMA Registration Number
AC5680
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5680
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Mar 2006 - 27 Apr 2006
No
AC5680
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Mar 2006 - 27 Apr 2006
No
AC5680
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
02 Mar 2006 - 27 Apr 2006
No
AC5680
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
02 Mar 2006 - 27 Apr 2006
No
AC5680
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2005 - 19 Apr 2006
No
AC5680
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2005 - 19 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
