Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, HUNG KIT
Chinese Name of Relevant Individual
潘雄杰
HKMA Registration Number
AC5682
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2015 - 22 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2015 - 22 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2005 - 06 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2005 - 06 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, HUNG KIT
:
Chinese Name of Relevant Individual
潘雄杰
:
HKMA Registration Number
AC5682
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5682
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Apr 2015 - 22 Jan 2016
No
AC5682
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Apr 2015 - 22 Jan 2016
No
AC5682
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2005 - 06 Jun 2013
No
AC5682
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2005 - 06 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.