Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WAI CHING
Chinese Name of Relevant Individual
吳偉正
HKMA Registration Number
AC5698
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Apr 2010 - 11 Jan 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jul 2009 - 28 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2005 - 13 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2005 - 13 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WAI CHING
:
Chinese Name of Relevant Individual
吳偉正
:
HKMA Registration Number
AC5698
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5698
UNICREDIT BANK AG
Type 6: advising on corporate finance
29 Apr 2010 - 11 Jan 2016
Yes
AC5698
UNICREDIT BANK AG
Type 6: advising on corporate finance
10 Jul 2009 - 28 Apr 2010
No
AC5698
BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 May 2005 - 13 Nov 2005
No
AC5698
BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 May 2005 - 13 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.