Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, TSENG MING JIMMY
Chinese Name of Relevant Individual
何振民
HKMA Registration Number
AC5706
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2005 - 31 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2005 - 31 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 May 2005 - 31 Mar 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, TSENG MING JIMMY
:
Chinese Name of Relevant Individual
何振民
:
HKMA Registration Number
AC5706
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5706
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 May 2005 - 31 Mar 2009
No
AC5706
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 May 2005 - 31 Mar 2009
No
AC5706
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 May 2005 - 31 Mar 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.