Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, NAN
Chinese Name of Relevant Individual
王楠
HKMA Registration Number
AC5708
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2014 - 08 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2014 - 08 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Oct 2014 - 08 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2010 - 27 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2010 - 27 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 May 2010 - 27 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jan 2006 - 01 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 May 2005 - 27 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, NAN
:
Chinese Name of Relevant Individual
王楠
:
HKMA Registration Number
AC5708
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5708
UBS AG
Type 1: dealing in securities
23 Oct 2014 - 08 Nov 2019
No
AC5708
UBS AG
Type 4: advising on securities
23 Oct 2014 - 08 Nov 2019
No
AC5708
UBS AG
Type 6: advising on corporate finance
23 Oct 2014 - 08 Nov 2019
No
AC5708
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 May 2010 - 27 Jul 2014
No
AC5708
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 May 2010 - 27 Jul 2014
No
AC5708
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
27 May 2010 - 27 Jul 2014
No
AC5708
CITICORP INTERNATIONAL LIMITED
Type 6: advising on corporate finance
12 Jan 2006 - 01 Apr 2007
No
AC5708
CITICORP INTERNATIONAL LIMITED
Type 6: advising on corporate finance
25 May 2005 - 27 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.