Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSAI, YUE-LONG
Chinese Name of Relevant Individual
蔡玉龍
HKMA Registration Number
AC5731
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 30 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 30 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2012 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2012 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2006 - 28 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2005 - 28 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSAI, YUE-LONG
:
Chinese Name of Relevant Individual
蔡玉龍
:
HKMA Registration Number
AC5731
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5731
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 30 Apr 2025
No
AC5731
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 30 Apr 2025
No
AC5731
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
07 Sep 2012 - 30 Jul 2021
No
AC5731
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
07 Sep 2012 - 30 Jul 2021
No
AC5731
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
08 Jul 2006 - 28 Jun 2011
No
AC5731
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
26 May 2005 - 28 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
