Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KWOK CHUN
Chinese Name of Relevant Individual
黃國俊
HKMA Registration Number
AC5765
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2010 - 15 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2010 - 15 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2010 - 19 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2010 - 19 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2008 - 07 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2008 - 07 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 9: asset management
Effective Period
05 Jul 2008 - 07 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
23 Dec 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2005 - 07 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2005 - 07 Dec 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KWOK CHUN
:
Chinese Name of Relevant Individual
黃國俊
:
HKMA Registration Number
AC5765
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5765
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Oct 2010 - 15 Jan 2017
No
AC5765
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Oct 2010 - 15 Jan 2017
No
AC5765
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Feb 2010 - 19 Sep 2010
No
AC5765
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Feb 2010 - 19 Sep 2010
No
AC5765
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
05 Jul 2008 - 07 Dec 2009
No
AC5765
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
05 Jul 2008 - 07 Dec 2009
No
AC5765
BNP PARIBAS WEALTH MANAGEMENT
Type 9: asset management
05 Jul 2008 - 07 Dec 2009
No
AC5765
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
23 Dec 2006 - 29 Jun 2008
No
AC5765
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
23 Dec 2006 - 29 Jun 2008
No
AC5765
AMERICAN EXPRESS BANK LIMITED
Type 9: asset management
23 Dec 2006 - 29 Jun 2008
No
AC5765
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2005 - 07 Dec 2006
No
AC5765
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2005 - 07 Dec 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.