Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, NGAI MING
Chinese Name of Relevant Individual
廖毅明
HKMA Registration Number
AC5768
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2018 - 30 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2018 - 30 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2014 - 22 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2014 - 22 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2009 - 16 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2007 - 16 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 18 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 18 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, NGAI MING
:
Chinese Name of Relevant Individual
廖毅明
:
HKMA Registration Number
AC5768
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5768
CHONG HING BANK LIMITED
Type 1: dealing in securities
28 Mar 2018 - 30 Sep 2020
No
AC5768
CHONG HING BANK LIMITED
Type 4: advising on securities
28 Mar 2018 - 30 Sep 2020
No
AC5768
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
24 Jul 2014 - 22 Jun 2016
No
AC5768
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
24 Jul 2014 - 22 Jun 2016
No
AC5768
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2009 - 16 Jul 2014
No
AC5768
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Dec 2007 - 16 Jul 2014
No
AC5768
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 18 Nov 2007
No
AC5768
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 18 Nov 2007
No
AC5768
CITIBANK, N.A.
Type 1: dealing in securities
31 May 2005 - 07 Jul 2005
No
AC5768
CITIBANK, N.A.
Type 4: advising on securities
31 May 2005 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.