Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AGARWALA, AMOL KUMAR
Chinese Name of Relevant Individual
HKMA Registration Number
AC5781
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2019 - 03 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2019 - 09 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2018 - 14 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2018 - 15 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2017 - 20 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2009 - 30 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Apr 2009 - 30 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Jan 2006 - 14 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2005 - 14 Apr 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AGARWALA, AMOL KUMAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5781
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5781
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Jul 2019 - 03 Aug 2019
No
AC5781
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 May 2019 - 09 May 2019
No
AC5781
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Dec 2018 - 14 Dec 2018
No
AC5781
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Nov 2018 - 15 Nov 2018
No
AC5781
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Oct 2018 - 25 Oct 2018
No
AC5781
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jan 2017 - 20 Jan 2017
No
AC5781
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Jul 2016 - 29 Jul 2016
No
AC5781
UBS AG
Type 1: dealing in securities
18 Apr 2009 - 30 Apr 2009
No
AC5781
UBS AG
Type 7: providing automated trading services
18 Apr 2009 - 30 Apr 2009
No
AC5781
UBS AG
Type 7: providing automated trading services
18 Jan 2006 - 14 Apr 2009
No
AC5781
UBS AG
Type 1: dealing in securities
01 Jun 2005 - 14 Apr 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.