Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, WAI KIT
Chinese Name of Relevant Individual
孫偉傑
HKMA Registration Number
AC5792
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2005 - 29 Aug 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2005 - 11 Aug 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2005 - 11 Aug 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jun 2005 - 11 Aug 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, WAI KIT
:
Chinese Name of Relevant Individual
孫偉傑
:
HKMA Registration Number
AC5792
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5792
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
09 Aug 2005 - 29 Aug 2005
No
AC5792
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Jun 2005 - 11 Aug 2005
No
AC5792
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Jun 2005 - 11 Aug 2005
No
AC5792
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
01 Jun 2005 - 11 Aug 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.