Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, JU YUEH
Chinese Name of Relevant Individual
吳如悅
HKMA Registration Number
AC5795
Other HKMA Registration Number(s)
AE5972
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 03 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 03 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2010 - 09 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2010 - 09 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
26 Mar 2010 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2005 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 9: asset management
Effective Period
01 Jun 2005 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, JU YUEH
:
Chinese Name of Relevant Individual
吳如悅
:
HKMA Registration Number
AC5795
:
Other HKMA Registration Number(s)
AE5972
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AE5972
LGT BANK AG
Type 2: dealing in futures contracts
Since 03 Feb 2018
No
AE5972
LGT BANK AG
Type 5: advising on futures contracts
Since 03 Feb 2018
No
AE5972
LGT BANK AG
Type 1: dealing in securities
Since 01 May 2017
No
AE5972
LGT BANK AG
Type 4: advising on securities
Since 01 May 2017
No
AE5972
ABN AMRO BANK N.V.
Type 1: dealing in securities
10 May 2016 - 30 Apr 2017
Yes
AE5972
ABN AMRO BANK N.V.
Type 4: advising on securities
10 May 2016 - 30 Apr 2017
Yes
AE5972
ABN AMRO BANK N.V.
Type 1: dealing in securities
26 Mar 2010 - 09 May 2016
No
AE5972
ABN AMRO BANK N.V.
Type 4: advising on securities
26 Mar 2010 - 09 May 2016
No
AE5972
ABN AMRO BANK N.V.
Type 9: asset management
26 Mar 2010 - 18 May 2014
No
AC5795
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
14 Feb 2009 - 31 Mar 2010
No
AC5795
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
01 Jun 2005 - 31 Mar 2010
No
AC5795
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
01 Jun 2005 - 31 Mar 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.