Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, JUNITA LONG CHING
Chinese Name of Relevant Individual
談朗菁
HKMA Registration Number
AC5823
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
15 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
15 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 15 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 15 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2017 - 07 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 07 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2011 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2011 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
30 May 2011 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2011 - 15 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2010 - 27 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2010 - 21 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
25 Mar 2010 - 21 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2007 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 9: asset management
Effective Period
16 May 2007 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, JUNITA LONG CHING
:
Chinese Name of Relevant Individual
談朗菁
:
HKMA Registration Number
AC5823
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
15 Jan 2021
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
15 Jan 2021
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 4: advising on securities
15 Jan 2021
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
15 Jan 2021
No
STAFF OF WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5823
LGT BANK AG
Type 1: dealing in securities
Since 15 Jan 2021
No
AC5823
LGT BANK AG
Type 2: dealing in futures contracts
Since 15 Jan 2021
No
AC5823
LGT BANK AG
Type 4: advising on securities
Since 15 Jan 2021
No
AC5823
LGT BANK AG
Type 5: advising on futures contracts
Since 15 Jan 2021
No
AC5823
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
22 Sep 2017 - 07 Oct 2020
No
AC5823
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
22 Sep 2017 - 07 Oct 2020
No
AC5823
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
30 May 2011 - 13 Sep 2017
No
AC5823
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
30 May 2011 - 13 Sep 2017
No
AC5823
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
30 May 2011 - 13 Sep 2017
No
AC5823
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
26 Nov 2011 - 15 Feb 2016
No
AC5823
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Jun 2010 - 27 May 2011
No
AC5823
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 Mar 2010 - 21 May 2010
No
AC5823
ABN AMRO BANK N.V.
Type 9: asset management
25 Mar 2010 - 21 May 2010
No
AC5823
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
16 May 2007 - 31 Mar 2010
No
AC5823
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
16 May 2007 - 31 Mar 2010
No
AC5823
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Jun 2005 - 13 May 2007
No
AC5823
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Jun 2005 - 13 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.