Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAM, FRED
Chinese Name of Relevant Individual
甘任符
HKMA Registration Number
AC5831
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2008 - 21 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2008 - 21 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2008 - 21 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2008 - 21 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2005 - 03 Aug 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAM, FRED
:
Chinese Name of Relevant Individual
甘任符
:
HKMA Registration Number
AC5831
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5831
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
03 Nov 2008 - 21 Feb 2009
No
AC5831
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
03 Nov 2008 - 21 Feb 2009
No
AC5831
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 Nov 2008 - 21 Feb 2009
No
AC5831
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
03 Nov 2008 - 21 Feb 2009
No
AC5831
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
07 Jun 2005 - 03 Aug 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.