Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, MING FAI
Chinese Name of Relevant Individual
袁銘輝
HKMA Registration Number
AC5838
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
12 Feb 2016 - 29 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2013 - 29 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2013 - 29 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2011 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2011 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2011 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2011 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
25 Sep 2008 - 11 Aug 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2005 - 04 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
07 Jun 2005 - 24 Sep 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, MING FAI
:
Chinese Name of Relevant Individual
袁銘輝
:
HKMA Registration Number
AC5838
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5838
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
12 Feb 2016 - 29 May 2016
No
AC5838
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
22 Jun 2013 - 29 May 2016
No
AC5838
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
22 Jun 2013 - 29 May 2016
No
AC5838
CITIBANK, N.A.
Type 1: dealing in securities
09 Aug 2011 - 30 Nov 2011
No
AC5838
CITIBANK, N.A.
Type 4: advising on securities
09 Aug 2011 - 30 Nov 2011
No
AC5838
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Aug 2011 - 30 Nov 2011
No
AC5838
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
09 Aug 2011 - 30 Nov 2011
No
AC5838
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
25 Sep 2008 - 11 Aug 2011
Yes
AC5838
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Jun 2005 - 04 Aug 2011
No
AC5838
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
07 Jun 2005 - 24 Sep 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.