Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIAN, POK WING WILLIAM
Chinese Name of Relevant Individual
連博頴
HKMA Registration Number
AC5849
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2011 - 30 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 30 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 30 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIAN, POK WING WILLIAM
:
Chinese Name of Relevant Individual
連博頴
:
HKMA Registration Number
AC5849
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5849
WING HANG BANK, LIMITED
Type 1: dealing in securities
04 Nov 2011 - 30 Mar 2012
No
AC5849
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 30 Apr 2010
No
AC5849
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 30 Apr 2010
No
AC5849
CITIBANK, N.A.
Type 4: advising on securities
11 Jun 2005 - 07 Jul 2005
No
AC5849
CITIBANK, N.A.
Type 1: dealing in securities
08 Jun 2005 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.