Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HU, STEPHANIE SEY-WEY
Chinese Name of Relevant Individual
胡世慧
HKMA Registration Number
AC5850
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2023 - 04 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2023 - 04 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2014 - 03 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2014 - 03 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2014 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2005 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HU, STEPHANIE SEY-WEY
:
Chinese Name of Relevant Individual
胡世慧
:
HKMA Registration Number
AC5850
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5850
LGT BANK AG
Type 1: dealing in securities
29 Jun 2023 - 04 Dec 2025
No
AC5850
LGT BANK AG
Type 4: advising on securities
29 Jun 2023 - 04 Dec 2025
No
AC5850
UBS AG
Type 1: dealing in securities
04 Apr 2014 - 03 Feb 2023
No
AC5850
UBS AG
Type 4: advising on securities
04 Apr 2014 - 03 Feb 2023
No
AC5850
UBS AG
Type 4: advising on securities
27 Feb 2014 - 31 Mar 2014
No
AC5850
UBS AG
Type 1: dealing in securities
09 Jun 2005 - 31 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.