Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHO YIN
Chinese Name of Relevant Individual
黃楚然
HKMA Registration Number
AC5859
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2019 - 24 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2018 - 23 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2011 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2008 - 07 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2008 - 07 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2005 - 17 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2005 - 17 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Jun 2005 - 17 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHO YIN
:
Chinese Name of Relevant Individual
黃楚然
:
HKMA Registration Number
AC5859
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5859
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
15 Oct 2019 - 24 Jun 2022
No
AC5859
UBS AG
Type 1: dealing in securities
07 Jun 2018 - 23 Sep 2019
No
AC5859
EFG BANK AG
Type 4: advising on securities
19 Aug 2017 - 30 Apr 2018
No
AC5859
EFG BANK AG
Type 1: dealing in securities
13 May 2011 - 30 Apr 2018
No
AC5859
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2008 - 07 Jan 2009
No
AC5859
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2008 - 07 Jan 2009
No
AC5859
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Jun 2005 - 17 May 2006
No
AC5859
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Jun 2005 - 17 May 2006
No
AC5859
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Jun 2005 - 17 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.