Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, SAO MEI
Chinese Name of Relevant Individual
劉秀美
HKMA Registration Number
AC5862
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2016 - 07 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2014 - 15 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2013 - 15 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
29 Oct 2013 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2007 - 22 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2006 - 30 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2005 - 30 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Jun 2005 - 30 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, SAO MEI
:
Chinese Name of Relevant Individual
劉秀美
:
HKMA Registration Number
AC5862
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5862
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Jan 2016 - 07 Aug 2016
No
AC5862
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Oct 2014 - 15 May 2015
No
AC5862
ABN AMRO BANK N.V.
Type 1: dealing in securities
29 Oct 2013 - 15 May 2015
No
AC5862
ABN AMRO BANK N.V.
Type 9: asset management
29 Oct 2013 - 18 May 2014
No
AC5862
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Jan 2007 - 22 Sep 2013
No
AC5862
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Feb 2006 - 30 Oct 2006
No
AC5862
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Jun 2005 - 30 Oct 2006
No
AC5862
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Jun 2005 - 30 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.