Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOK, LO TAK JOVY
Chinese Name of Relevant Individual

郭露得
HKMA Registration Number
AC5863
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Jul 2008
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Feb 2016
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
08 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, LO TAK JOVY
:
Chinese Name of Relevant Individual
郭露得
:
HKMA Registration Number
AC5863
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Jul 2008
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Feb 2016
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Jul 2022
No
CUSTOMER SERVICE