Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HO MING
Chinese Name of Relevant Individual
李浩明
HKMA Registration Number
AC5875
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2006 - 01 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2006 - 01 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2005 - 12 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2005 - 12 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HO MING
:
Chinese Name of Relevant Individual
李浩明
:
HKMA Registration Number
AC5875
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5875
CHONG HING BANK LIMITED
Type 1: dealing in securities
07 Jul 2006 - 01 Mar 2011
No
AC5875
CHONG HING BANK LIMITED
Type 4: advising on securities
07 Jul 2006 - 01 Mar 2011
No
AC5875
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Jun 2005 - 12 May 2006
No
AC5875
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Jun 2005 - 12 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.