Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, JUI HUAN
Chinese Name of Relevant Individual
HKMA Registration Number
AC5886
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2014 - 08 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2014 - 08 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2013 - 25 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2013 - 25 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2011 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2011 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2009 - 01 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2006 - 28 Feb 2006
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2006 - 28 Feb 2006
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2005 - 24 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2005 - 24 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, JUI HUAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5886
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5886
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
26 Feb 2014 - 08 Apr 2021
Yes
AC5886
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
26 Feb 2014 - 08 Apr 2021
Yes
AC5886
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
26 Jul 2013 - 25 Feb 2014
No
AC5886
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
26 Jul 2013 - 25 Feb 2014
No
AC5886
WING LUNG BANK LIMITED
Type 1: dealing in securities
28 Jun 2011 - 31 May 2013
No
AC5886
WING LUNG BANK LIMITED
Type 4: advising on securities
28 Jun 2011 - 31 May 2013
No
AC5886
UBS AG
Type 1: dealing in securities
22 Dec 2009 - 01 Feb 2011
No
AC5886
CHINATRUST COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
25 Jan 2006 - 28 Feb 2006
Yes
AC5886
CHINATRUST COMMERCIAL BANK, LIMITED
Type 4: advising on securities
25 Jan 2006 - 28 Feb 2006
Yes
AC5886
CHINATRUST COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Jun 2005 - 24 Jan 2006
No
AC5886
CHINATRUST COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Jun 2005 - 24 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.