Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, SHUK FAN
Chinese Name of Relevant Individual
鍾淑芬
HKMA Registration Number
AC5889
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2013 - 26 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2012 - 28 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2012 - 28 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2007 - 15 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2007 - 15 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2006 - 21 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2006 - 21 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2005 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jun 2005 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, SHUK FAN
:
Chinese Name of Relevant Individual
鍾淑芬
:
HKMA Registration Number
AC5889
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5889
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
30 Apr 2013 - 26 Apr 2015
No
AC5889
WING LUNG BANK LIMITED
Type 1: dealing in securities
31 Mar 2012 - 28 Dec 2012
No
AC5889
WING LUNG BANK LIMITED
Type 4: advising on securities
31 Mar 2012 - 28 Dec 2012
No
AC5889
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
13 Feb 2007 - 15 Oct 2011
No
AC5889
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
13 Feb 2007 - 15 Oct 2011
No
AC5889
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
14 Oct 2006 - 21 Nov 2006
No
AC5889
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
14 Oct 2006 - 21 Nov 2006
No
AC5889
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jun 2005 - 31 Aug 2006
No
AC5889
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jun 2005 - 31 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.