Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, LAI FONG
Chinese Name of Relevant Individual
潘麗芳
HKMA Registration Number
AC5913
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2023 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2023 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2019 - 18 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2019 - 18 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2017 - 21 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2017 - 21 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2012 - 07 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2012 - 06 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2005 - 24 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, LAI FONG
:
Chinese Name of Relevant Individual
潘麗芳
:
HKMA Registration Number
AC5913
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5913
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
12 May 2023 - 21 Jan 2026
No
AC5913
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
12 May 2023 - 21 Jan 2026
No
AC5913
EFG BANK AG
Type 1: dealing in securities
11 Sep 2019 - 18 Oct 2022
No
AC5913
EFG BANK AG
Type 4: advising on securities
11 Sep 2019 - 18 Oct 2022
No
AC5913
CREDIT SUISSE AG
Type 1: dealing in securities
22 Nov 2017 - 21 Aug 2019
No
AC5913
CREDIT SUISSE AG
Type 4: advising on securities
22 Nov 2017 - 21 Aug 2019
No
AC5913
BSI LTD
Type 1: dealing in securities
24 Nov 2012 - 07 Apr 2017
No
AC5913
BSI LTD
Type 4: advising on securities
24 Nov 2012 - 06 Mar 2017
No
AC5913
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jun 2005 - 24 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.