Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, WAI LING
Chinese Name of Relevant Individual
高偉寧
HKMA Registration Number
AC5915
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2006 - 31 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2006 - 31 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2005 - 19 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2005 - 04 Aug 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2005 - 04 Aug 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, WAI LING
:
Chinese Name of Relevant Individual
高偉寧
:
HKMA Registration Number
AC5915
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5915
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2006 - 31 Mar 2016
No
AC5915
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2006 - 31 Mar 2016
No
AC5915
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
24 Aug 2005 - 19 Apr 2006
No
AC5915
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jun 2005 - 04 Aug 2005
No
AC5915
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jun 2005 - 04 Aug 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.