Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAM, LUI MING
Chinese Name of Relevant Individual
任磊明
HKMA Registration Number
AC5926
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2008 - 31 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2008 - 31 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2005 - 20 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2005 - 20 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
17 Jun 2005 - 20 Apr 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAM, LUI MING
:
Chinese Name of Relevant Individual
任磊明
:
HKMA Registration Number
AC5926
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5926
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Apr 2008 - 31 Mar 2009
No
AC5926
BARCLAYS BANK PLC
Type 4: advising on securities
24 Apr 2008 - 31 Mar 2009
No
AC5926
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jun 2005 - 20 Apr 2008
No
AC5926
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jun 2005 - 20 Apr 2008
No
AC5926
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
17 Jun 2005 - 20 Apr 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.