Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, WING MAN CINDY
Chinese Name of Relevant Individual
馬穎汶
HKMA Registration Number
AC5929
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2016 - 03 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2016 - 03 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2014 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2014 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2011 - 02 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2011 - 02 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2008 - 13 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2008 - 13 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Jan 2008 - 13 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2005 - 29 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2005 - 29 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, WING MAN CINDY
:
Chinese Name of Relevant Individual
馬穎汶
:
HKMA Registration Number
AC5929
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5929
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
04 Mar 2016 - 03 Mar 2019
No
AC5929
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
04 Mar 2016 - 03 Mar 2019
No
AC5929
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 Jun 2014 - 20 Jan 2016
No
AC5929
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 Jun 2014 - 20 Jan 2016
No
AC5929
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
15 Jul 2011 - 02 Jun 2014
No
AC5929
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
15 Jul 2011 - 02 Jun 2014
No
AC5929
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Jan 2008 - 13 Jun 2011
No
AC5929
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Jan 2008 - 13 Jun 2011
No
AC5929
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Jan 2008 - 13 Jun 2011
No
AC5929
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jun 2005 - 29 May 2007
No
AC5929
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jun 2005 - 29 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.