Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YIM, KWAI SUM
Chinese Name of Relevant Individual

嚴桂心
HKMA Registration Number
AC5931
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Mar 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SECURITIES SERVICES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Mar 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SECURITIES SERVICES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIM, KWAI SUM
:
Chinese Name of Relevant Individual
嚴桂心
:
HKMA Registration Number
AC5931
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
12 Mar 2015
No
SECURITIES SERVICES
DAH SING BANK, LIMITED
Type 4: advising on securities
12 Mar 2015
No
SECURITIES SERVICES