Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHI WAI MICHAEL
Chinese Name of Relevant Individual
劉志偉
HKMA Registration Number
AC5951
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2018 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2018 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Aug 2018 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jun 2005 - 22 Dec 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHI WAI MICHAEL
:
Chinese Name of Relevant Individual
劉志偉
:
HKMA Registration Number
AC5951
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5951
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Aug 2018 - 17 Jun 2022
Yes
AC5951
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Aug 2018 - 17 Jun 2022
Yes
AC5951
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
27 Aug 2018 - 17 Jun 2022
Yes
AC5951
CITICORP INTERNATIONAL LIMITED
Type 6: advising on corporate finance
21 Jun 2005 - 22 Dec 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.