Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, SIANG LING ANNE
Chinese Name of Relevant Individual
林湘玲
HKMA Registration Number
AC5956
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2008 - 20 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2008 - 20 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2005 - 17 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, SIANG LING ANNE
:
Chinese Name of Relevant Individual
林湘玲
:
HKMA Registration Number
AC5956
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
08 May 2008 - 20 Feb 2012
No
AC5956
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
20 Feb 2008 - 20 Feb 2012
No
AC5956
CALYON
Type 1: dealing in securities
21 Jun 2005 - 17 Feb 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.