Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KAI FAI
Chinese Name of Relevant Individual
劉啓輝
HKMA Registration Number
AC5981
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2015 - 25 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2015 - 25 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2012 - 11 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2012 - 11 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2008 - 31 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2005 - 31 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KAI FAI
:
Chinese Name of Relevant Individual
劉啓輝
:
HKMA Registration Number
AC5981
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5981
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
15 Jan 2015 - 25 Jan 2016
No
AC5981
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
15 Jan 2015 - 25 Jan 2016
No
AC5981
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
03 Nov 2012 - 11 Jan 2015
No
AC5981
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
03 Nov 2012 - 11 Jan 2015
No
AC5981
WING LUNG BANK LIMITED
Type 4: advising on securities
18 Mar 2008 - 31 May 2012
No
AC5981
WING LUNG BANK LIMITED
Type 1: dealing in securities
23 Jun 2005 - 31 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.