Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHO, MUI
Chinese Name of Relevant Individual
左玫
HKMA Registration Number
AC6001
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2021 - 31 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2016 - 31 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Nov 2016 - 31 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2006 - 12 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2005 - 15 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Jun 2005 - 15 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHO, MUI
:
Chinese Name of Relevant Individual
左玫
:
HKMA Registration Number
AC6001
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6001
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 May 2021 - 31 Mar 2025
Yes
AC6001
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Nov 2016 - 31 Mar 2025
Yes
AC6001
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Nov 2016 - 31 Mar 2025
Yes
AC6001
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Oct 2006 - 12 May 2021
No
AC6001
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Jun 2005 - 15 Nov 2016
No
AC6001
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Jun 2005 - 15 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.