Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, WAN LUN
Chinese Name of Relevant Individual
鄺允麟
HKMA Registration Number
AC6006
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SALES AND MANAGEMENT
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SALES AND MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
SFC CE number
AAJ281
Business Address
SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2010 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2010 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2008 - 28 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2008 - 28 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2007 - 19 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2007 - 19 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2006 - 08 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2006 - 08 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Jul 2006 - 08 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2005 - 01 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2005 - 01 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2005 - 31 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2005 - 31 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, WAN LUN
:
Chinese Name of Relevant Individual
鄺允麟
:
HKMA Registration Number
AC6006
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
14 Jan 2015
No
BUSINESS SALES AND MANAGEMENT
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
14 Jan 2015
No
BUSINESS SALES AND MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
SHANGHAI COMMERCIAL BANK LIMITED
AAJ281
SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6006
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
Since 14 Jan 2015
No
AC6006
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
Since 14 Jan 2015
No
AC6006
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2010 - 30 Nov 2014
No
AC6006
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2010 - 30 Nov 2014
No
AC6006
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jul 2008 - 28 Feb 2010
No
AC6006
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jul 2008 - 28 Feb 2010
No
AC6006
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Feb 2007 - 19 Jun 2008
No
AC6006
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Feb 2007 - 19 Jun 2008
No
AC6006
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Jul 2006 - 08 Feb 2007
No
AC6006
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Jul 2006 - 08 Feb 2007
No
AC6006
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Jul 2006 - 08 Feb 2007
No
AC6006
MEVAS BANK LIMITED
Type 1: dealing in securities
02 Nov 2005 - 01 Jun 2006
No
AC6006
MEVAS BANK LIMITED
Type 4: advising on securities
02 Nov 2005 - 01 Jun 2006
No
AC6006
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Jun 2005 - 31 Oct 2005
No
AC6006
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Jun 2005 - 31 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.