Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KAM MING
Chinese Name of Relevant Individual
李錦銘
HKMA Registration Number
AC6016
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2005 - 13 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jun 2005 - 13 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2007 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2005 - 05 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KAM MING
:
Chinese Name of Relevant Individual
李錦銘
:
HKMA Registration Number
AC6016
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6016
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Jun 2005 - 13 Sep 2013
No
AC6016
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Jun 2005 - 13 Sep 2013
No
AC6016
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Dec 2007 - 27 Dec 2009
No
AC6016
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Jun 2005 - 05 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.