Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, SHEAU HUEI
Chinese Name of Relevant Individual
黃曉輝
HKMA Registration Number
AC6020
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2019 - 06 Aug 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2019 - 06 Aug 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2017 - 28 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2017 - 28 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2009 - 12 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Nov 2009 - 12 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2006 - 05 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Sep 2006 - 28 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2006 - 05 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2005 - 04 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2005 - 04 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, SHEAU HUEI
:
Chinese Name of Relevant Individual
黃曉輝
:
HKMA Registration Number
AC6020
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6020
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
29 Jul 2019 - 06 Aug 2020
Yes
AC6020
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
29 Jul 2019 - 06 Aug 2020
Yes
AC6020
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
24 Nov 2017 - 28 Jul 2019
No
AC6020
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
24 Nov 2017 - 28 Jul 2019
No
AC6020
UBS AG
Type 1: dealing in securities
25 Nov 2009 - 12 Feb 2012
No
AC6020
UBS AG
Type 7: providing automated trading services
25 Nov 2009 - 12 Feb 2012
No
AC6020
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Sep 2006 - 05 Dec 2008
No
AC6020
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 7: providing automated trading services
13 Sep 2006 - 28 Apr 2008
No
AC6020
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Feb 2006 - 05 Aug 2006
No
AC6020
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2005 - 04 Oct 2005
No
AC6020
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2005 - 04 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.